Due Diligence

Forms and resources for due diligence

38 resources in this category

FDD Item 1 Analysis Checklist: The Franchisor and Any Parents, Predecessors, and Affiliates

Systematic checklist for evaluating FDD Item 1 covering the franchisor and any parents, predecessors, and affiliates. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 2 Analysis Checklist: Business Experience

Systematic checklist for evaluating FDD Item 2 covering business experience. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 3 Analysis Checklist: Litigation

Systematic checklist for evaluating FDD Item 3 covering litigation. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 4 Analysis Checklist: Bankruptcy

Systematic checklist for evaluating FDD Item 4 covering bankruptcy. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 5 Analysis Checklist: Initial Fees

Systematic checklist for evaluating FDD Item 5 covering initial fees. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 6 Analysis Checklist: Other Fees

Systematic checklist for evaluating FDD Item 6 covering other fees. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 7 Analysis Checklist: Estimated Initial Investment

Systematic checklist for evaluating FDD Item 7 covering estimated initial investment. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 8 Analysis Checklist: Restrictions on Sources of Products and Services

Systematic checklist for evaluating FDD Item 8 covering restrictions on sources of products and services. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 9 Analysis Checklist: Franchisee's Obligations

Systematic checklist for evaluating FDD Item 9 covering franchisee's obligations. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 10 Analysis Checklist: Financing

Systematic checklist for evaluating FDD Item 10 covering financing. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 11 Analysis Checklist: Franchisor's Assistance, Advertising, Computer Systems, and Training

Systematic checklist for evaluating FDD Item 11 covering franchisor's assistance, advertising, computer systems, and training. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 12 Analysis Checklist: Territory

Systematic checklist for evaluating FDD Item 12 covering territory. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 13 Analysis Checklist: Trademarks

Systematic checklist for evaluating FDD Item 13 covering trademarks. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 14 Analysis Checklist: Patents, Copyrights, and Proprietary Information

Systematic checklist for evaluating FDD Item 14 covering patents, copyrights, and proprietary information. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 15 Analysis Checklist: Obligation to Participate in the Actual Operation of the Franchise Business

Systematic checklist for evaluating FDD Item 15 covering obligation to participate in the actual operation of the franchise business. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 16 Analysis Checklist: Restrictions on What the Franchisee May Sell

Systematic checklist for evaluating FDD Item 16 covering restrictions on what the franchisee may sell. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 17 Analysis Checklist: Renewal, Termination, Transfer, and Dispute Resolution

Systematic checklist for evaluating FDD Item 17 covering renewal, termination, transfer, and dispute resolution. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 18 Analysis Checklist: Public Figures

Systematic checklist for evaluating FDD Item 18 covering public figures. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 19 Analysis Checklist: Financial Performance Representations

Systematic checklist for evaluating FDD Item 19 covering financial performance representations. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 20 Analysis Checklist: Outlets and Franchisee Information

Systematic checklist for evaluating FDD Item 20 covering outlets and franchisee information. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 21 Analysis Checklist: Financial Statements

Systematic checklist for evaluating FDD Item 21 covering financial statements. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 22 Analysis Checklist: Contracts

Systematic checklist for evaluating FDD Item 22 covering contracts. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

FDD Item 23 Analysis Checklist: Receipts

Systematic checklist for evaluating FDD Item 23 covering receipts. Helps prospective franchisees identify red flags and key data points before signing.

Checklist

Franchisee Reference Interview Guide

Structured interview guide with 30+ questions to ask existing franchisees during the validation process.

Guide

Franchise Litigation History Analysis Worksheet

Analyze a franchisor's litigation history from Item 3 of the FDD. Identify patterns, outcomes, and risk indicators.

Worksheet

Franchise Discovery Day Preparation Checklist

Prepare for franchise Discovery Day with questions to ask, things to observe, and evaluation criteria.

Checklist

Franchise Due Diligence Master Checklist

Comprehensive master checklist covering every step of franchise due diligence from initial inquiry to signing.

Checklist

Master Franchise Opportunity Evaluation Guide

Evaluate master franchise opportunities including sub-franchising rights, territory scope, and support obligations.

Guide

Validation Call Questions: Financial Performance

Targeted questions to ask existing franchisees about financial performance during validation calls. Includes follow-up prompts and red flag indicators.

Template

Validation Call Questions: Franchisor Support Quality

Targeted questions to ask existing franchisees about franchisor support quality during validation calls. Includes follow-up prompts and red flag indicators.

Template

Validation Call Questions: Training Effectiveness

Targeted questions to ask existing franchisees about training effectiveness during validation calls. Includes follow-up prompts and red flag indicators.

Template

Validation Call Questions: Marketing ROI

Targeted questions to ask existing franchisees about marketing roi during validation calls. Includes follow-up prompts and red flag indicators.

Template

Validation Call Questions: Territory Satisfaction

Targeted questions to ask existing franchisees about territory satisfaction during validation calls. Includes follow-up prompts and red flag indicators.

Template

Validation Call Questions: Work-Life Balance

Targeted questions to ask existing franchisees about work-life balance during validation calls. Includes follow-up prompts and red flag indicators.

Template

Validation Call Questions: Supplier Relations

Targeted questions to ask existing franchisees about supplier relations during validation calls. Includes follow-up prompts and red flag indicators.

Template

Validation Call Questions: Technology Systems

Targeted questions to ask existing franchisees about technology systems during validation calls. Includes follow-up prompts and red flag indicators.

Template

Validation Call Questions: Corporate Communication

Targeted questions to ask existing franchisees about corporate communication during validation calls. Includes follow-up prompts and red flag indicators.

Template

Validation Call Questions: Renewal Experience

Targeted questions to ask existing franchisees about renewal experience during validation calls. Includes follow-up prompts and red flag indicators.

Template
FranchiseAudit
Start Free Trial